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Jobs: Compliance / Legal, UK
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Compliance / Regulatory, In-house Legal, Other
London, Edinburgh, Channel Islands, South West
(e.g. Analyst, Hedge Fund, ...) (e.g. Boston, MA or 10001 ...)
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(e.g. Analyst, Hedge Fund, ...)
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1-30 of 105 Jobs Company Location Date
Compliance Manager
Cameron Kennedy
Salary: NA
UK-South East 26 Nov
Investment Management company is looking for a good Compliance Manager to contribute to the compliance teams effectiveness th...
MANAGER/SENIOR MANAGER, FINANCIAL RISK MANAGEMENT AND REGULATORY CONSULTANCY, PRUDENTIAL, LIQUIDITY RISK AND REGULATORY ADVISORY
Incarter International Lt...
Salary: Highly competitive
UK-London 26 Nov
Regulatory and Risk Management team of large international consultancy, fast-growing market leader, seeks business-oriented...
Senior Compliance Manager - Regulatory Change
Hays City
Salary: £85,000
UK-London 26 Nov
With offices around the world and a long history of banking in the UK, the firm has an excellent reputation for Business and...
Compliance & Risk Analyst
Hays City
Salary: £50-60k
UK-London 26 Nov
A experienced Compliance generalist is required to effectively operate across the organization to provide advice on regulator...
Regulatory Reporting Manager
Hays City
Salary: £100k
UK-London 26 Nov
Prestigious financial institution is looking for a regulatory reporting manager to join their senior management team.
Capital Projects Manager
Genworth Financial Inc
Salary: Competitive + bonus + ben...
UK-London 26 Nov
Reporting to the SVP, Capital Management and Ratings, you will work closely with the Capital Management team to provide proje...
Compliance Officer - Contract
Société Générale - UK
Salary: Excellent
UK-London 26 Nov
The post holder reports into, and is managed on a day to day basis by, the Head of UK Compliance for SGSS
Risk Management Team Leader
Square Mile Connections
Salary: Dependent on skills and e...
UK-London 26 Nov
You will be instrumental in leading the Risk Management and Quality Assurance Teams and overseeing all product risk. Extensiv...
Legal Assistant/Paralegal
Markit Group
Salary: Competitive
UK-London 26 Nov
An opportunity has arisen for a person to join Markit’s legal team as a Legal Assistant, with responsibilities in Administrat...
Investment Guideline Compliance Monitoring Team Manager
Northern Trust
Salary: Market
UK-London 26 Nov
To manage a group of three Compliance Analysts who service Northern Trust clients that subscribe to our post-trade Investment...
Fraud Dispute Services Manager
Ernst & Young
Salary: Competitive
UK-London 26 Nov
Fraud Dispute Services Manager - London - Competitive Salary
Manager - Banking Tax Accounting & Risk Advisory
Ernst & Young
Salary: Competitive
UK-London 26 Nov
Manager - Banking Tax Accounting & Risk Advisory - London - Competitive Salary
** Compliance Manager - Securities Trading **
Law Professionals
Salary: COMPETITIVE
UK-London 26 Nov
Our client a global dealer broker is looking to bring on board a Compliance Manager to assist in executing the compliance pro...
Actuarial Project Director - Life/Non-Life Actuary
Hanover Search and Select...
Salary: circa £120,000
UK-London 26 Nov
* An exceptional opportunity has arisen for two Project Directors to join a leading independent regulatory authority *
Corporate Finance Analyst - Transactional Focus (3mths - possTemp to Perm)
Not Disclosed
Salary: GBP 50-60k pro rata
UK-London 26 Nov
Our client is a major natural resources focused boutique investment bank, looking for immediate corporate finance transaction...
Legal ISDA Negotiator
Société Générale - UK
Salary: Competitive
UK-London 26 Nov
We have an exciting opportunity for a dynamic individual to join our Derivatives team in Group Legal in a newly defined role....
Commodities lawyer
Société Générale - UK
Salary: Excellent plus Benefits
UK-London 26 Nov
The main focus of this role will be to provide legal support and advice to some business lines within SG CIB's "Commodities C...
Money Laundering Reporting and Compliance Monitoring Assistant
Société Générale - UK
Salary: £Market Rate
UK-London 26 Nov
To assist the Money Laundering Reporting Officer (London) in ensuring that the Group is effective in both deterring and rep...
Commodities Legal Advisor
Société Générale - UK
Salary: Not Displayed
UK-London 26 Nov
Société Générale Corporate & Investment Banking ("SG CIB"), a division of Société Générale is looking to establish a...
Financial Markets Europe Compliance Officer
Standard Chartered Bank
Salary: Competitive
UK-London 26 Nov
Financial Markets Compliance
VAT/Compliance Representative
Bloomberg
Salary: Competitive + Benefits +...
UK-London 25 Nov
The Role:

The Vat / Compliance Team is responsible for submission of Vat / Intrastat Returns for countries within...
Compliance Manager
Hays City
Salary: £70,000 + Car + LTA + Ben...
UK-London 25 Nov
My client is growing organisation that has an excellent reputation within the market. They are currently recruiting for two a...
Legal Counsel
Deutsche Bank
Salary: Competitive
UK-London 25 Nov
.
Senior Commercial Lawyer
Markit Group
Salary: Competitive
UK-London 25 Nov
This is a front-line role that requires a confident, commercially minded lawyer with proven ability to manage complicated pro...
FSA COMPLIANCE CONSULTANT
Reed Finance
Salary: 50k - 60k
UK-London 25 Nov
Our client is a specialist compliance consultancy who provides support services to organisations seeking authorisation to car...
GSPS PWM Lawyer – Associate/Vice President
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
Morgan Stanley’s UK Legal and Compliance department is seeking to hire a permanent lawyer at non-officer/VP level to assist t...
Equity Derivatives Compliance Officer - Senior Manager
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
This role will involve coverage of equity derivatives related sales and trading activity and the equity derivatives related a...
Control Group - Surveillance Supervisor
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
Morgan Stanley is looking for a Control Group Supervisor at Manager level to join the team in London.
EMEA Anti-Money Laundering Vice President
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
The Vice President will be a senior member of the UK AML team, which consists of 7 members of staff and is part of the Legal...
Compliance Manager, Direct Marketing
Genworth Financial Inc
Salary: Competitve + bonus + bene...
UK-London 25 Nov
A newly created role to support a growth initiative within our European Lifestyle Protection business.
Jobs: Compliance / Legal, UK (1-30 of 105 Jobs)